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News/Compliance & Enforcement/FCPA Enforcement Actions Against Companies In The Financial Services Industry
Expert Opinion·Compliance & Enforcement Brief

FCPA Enforcement Actions Against Companies In The Financial Services Industry

FCPA Professor – A recent EY publication states that “the financial services industry has largely avoided major headlines resulting from [FCPA] enforcement activity.” That is a rather strange statement given that there has been 14 FCPA enforcement actions against companies in the financial services industry over the past 9 years including two companies that have resolved 2 FCPA enforcement actions.

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