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News/Compliance & Enforcement/SEC Fines Mean Companies Should Review Anti-Whistleblower Docs
Expert Opinion·Compliance & Enforcement Brief

SEC Fines Mean Companies Should Review Anti-Whistleblower Docs

Maynard Nexsen – In September, the SEC announced that it had settled charges against CBRE Inc., a Dallas-based commercial real estaate services and investment firm, for including language in its separation agreements with employees that violated Rule 21F-17(a) under the Securities Exchange Act.

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