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News/Cyber & Privacy/SEC Proposes Cybersecurity Incident Reporting and Broker-Dealer Cyber Risk Management Requirements
Expert Opinion·Cyber & Privacy Brief

SEC Proposes Cybersecurity Incident Reporting and Broker-Dealer Cyber Risk Management Requirements

The SEC issued a notice of proposed rulemaking on March 15 that would require SEC-regulated investment advisers, investment companies, and broker dealers to provide notice to individuals affected by certain types of data breaches, along with other related requirements.

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